139.0K XNAS Volume
XNAS 20 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 387,500 | 387,500 | - | - | Restricted Stock Units | |
| Hutton Scott | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 775,000 | 775,000 | - | - | Stock Options (Right to buy) | |
| Christopher Vazquez | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 39,664 | 39,664 | - | - | Stock Options (Right to buy) | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 117,500 | 117,500 | - | - | Restricted Stock Units | |
| Christopher Vazquez | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 90,100 | 90,100 | - | - | Stock Options (Right to buy) | |
| Gary Pestano | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 3,810 | 3,810 | - | - | Stock Options (Right to buy) | |
| O’Kane Kieran | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 235,000 | 235,000 | - | - | Stock Options (Right to buy) | |
| Kieran O’Kane | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 87,319 | 87,319 | - | - | Stock Options (Right to buy) | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 73,398 | 73,398 | - | - | Stock Options (Right to buy) | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 235,000 | 235,000 | - | - | Stock Options (Right to buy) | |
| Vazquez Christopher | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 45,050 | 45,050 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 244,400 | 244,400 | - | - | Stock Options (Right to buy) | |
| O’Kane Kieran | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 117,500 | 117,500 | - | - | Restricted Stock Units | |
| Pestano Gary | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 122,200 | 122,200 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 425,929 | 425,929 | - | - | Stock Options (Right to buy) | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 52,656 | 157,969 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 252,628 | 785,607 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 0.92 per share. | 10 Feb 2025 | 83,660 | 701,947 | - | 0.9 | 77,319 | Common Stock |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 12,212 | 48,848 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 187,760 | 375,521 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 67,788 | 271,124 | - | - | Common Stock | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 0.92 per share. | 10 Feb 2025 | 24,664 | 246,460 | - | 0.9 | 22,794 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 3,157 | 12,627 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 48,536 | 97,070 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 16,095 | 48,286 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 48,118 | 145,566 | - | - | Common Stock | |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 0.92 per share. | 10 Feb 2025 | 17,527 | 128,039 | - | 0.9 | 16,198 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 1,489 | 5,958 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 30,534 | 61,067 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 16,095 | 48,286 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 45,729 | 172,756 | - | - | Common Stock | |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 0.92 per share. | 10 Feb 2025 | 16,748 | 156,008 | - | 0.9 | 15,479 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 1,378 | 5,513 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 28,256 | 56,510 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 16,095 | 48,286 | - | - | Restricted Stock Units | |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 9,666 | 21,253 | - | - | Common Stock | |
| Christopher Vazquez | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 0.92 per share. | 10 Feb 2025 | 3,630 | 17,623 | - | 0.9 | 3,355 | Common Stock |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 601 | 2,407 | - | - | Restricted Stock Units | |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 4,694 | 9,388 | - | - | Restricted Stock Units | |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2025 | 4,371 | 13,112 | - | - | Restricted Stock Units | |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.23 per share. | 21 Nov 2024 | 100,000 | 31,194,935 | - | 1.2 | 122,840 | Common Stock |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.16 per share. | 21 Nov 2024 | 35,000 | 10,411,024 | - | 1.2 | 40,562 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.17 per share. | 20 Nov 2024 | 200,000 | 31,094,935 | - | 1.2 | 234,000 | Common Stock |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2024 | 12,212 | 61,060 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2024 | 12,212 | 536,719 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.39 per share. | 08 Nov 2024 | 1,927 | 534,792 | - | 1.4 | 2,680 | Common Stock |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.40 per share. | 08 Nov 2024 | 1,813 | 532,979 | - | 1.4 | 2,540 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2024 | 3,156 | 204,307 | - | - | Common Stock | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2024 | 3,156 | 15,784 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.40 per share. | 08 Nov 2024 | 471 | 203,336 | - | 1.4 | 660 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.39 per share. | 08 Nov 2024 | 500 | 203,807 | - | 1.4 | 695 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2024 | 1,490 | 97,910 | - | - | Common Stock | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2024 | 1,490 | 7,447 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.40 per share. | 08 Nov 2024 | 224 | 97,448 | - | 1.4 | 314 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.39 per share. | 08 Nov 2024 | 238 | 97,672 | - | 1.4 | 331 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2024 | 1,378 | 127,454 | - | - | Common Stock | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2024 | 1,378 | 6,891 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.40 per share. | 08 Nov 2024 | 207 | 127,027 | - | 1.4 | 290 | Common Stock |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.39 per share. | 08 Nov 2024 | 220 | 127,234 | - | 1.4 | 306 | Common Stock |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2024 | 602 | 3,008 | - | - | Restricted Stock Units | |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2024 | 602 | 11,790 | - | - | Common Stock | |
| Christopher Vazquez | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.39 per share. | 08 Nov 2024 | 105 | 11,685 | - | 1.4 | 146 | Common Stock |
| Christopher Vazquez | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.40 per share. | 08 Nov 2024 | 98 | 11,587 | - | 1.4 | 137 | Common Stock |
| Hany Massarany | Director | Purchase of securities on an exchange or from another person at price $ 1.37 per share. | 05 Nov 2024 | 22,500 | 53,364 | - | 1.4 | 30,866 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.36 per share. | 05 Nov 2024 | 100,253 | 30,894,935 | - | 1.4 | 136,585 | Common Stock |
| John Patience | Director, Chairman | Purchase of securities on an exchange or from another person at price $ 1.38 per share. | 05 Nov 2024 | 75,000 | 2,153,298 | - | 1.4 | 103,710 | Common Stock |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.36 per share. | 05 Nov 2024 | 20,000 | 10,376,024 | - | 1.4 | 27,180 | Common Stock |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.36 per share. | 05 Nov 2024 | 51,200 | 10,356,024 | - | 1.4 | 69,888 | Common Stock |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2024 | 12,212 | 522,112 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.57 per share. | 08 Aug 2024 | 963 | 518,368 | - | 1.6 | 1,514 | Common Stock |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2024 | 12,212 | 73,272 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.60 per share. | 08 Aug 2024 | 2,781 | 519,331 | - | 1.6 | 4,452 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2024 | 3,157 | 192,126 | - | - | Common Stock | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2024 | 3,157 | 18,940 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.57 per share. | 08 Aug 2024 | 251 | 191,151 | - | 1.6 | 395 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.60 per share. | 08 Aug 2024 | 724 | 191,402 | - | 1.6 | 1,159 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2024 | 1,489 | 8,937 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2024 | 1,489 | 90,093 | - | - | Common Stock | |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.60 per share. | 08 Aug 2024 | 345 | 89,748 | - | 1.6 | 552 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.58 per share. | 08 Aug 2024 | 120 | 89,628 | - | 1.6 | 189 | Common Stock |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.60 per share. | 08 Aug 2024 | 320 | 126,187 | - | 1.6 | 512 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2024 | 1,379 | 8,269 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.57 per share. | 08 Aug 2024 | 111 | 126,076 | - | 1.6 | 174 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2024 | 1,379 | 126,507 | - | - | Common Stock | |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2024 | 602 | 3,610 | - | - | Restricted Stock Units | |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2024 | 602 | 11,397 | - | - | Common Stock | |
| Christopher Vazquez | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.60 per share. | 08 Aug 2024 | 155 | 11,242 | - | 1.6 | 248 | Common Stock |
| Christopher Vazquez | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.57 per share. | 08 Aug 2024 | 54 | 11,188 | - | 1.6 | 85 | Common Stock |
| Charles Watts | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jul 2024 | 26,368 | 0 | - | - | Restricted Stock Units | |
| Charles Watts | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jul 2024 | 26,368 | 375,019 | - | - | Common Stock | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 May 2024 | 880 | 125,128 | - | - | Common Stock | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 May 2024 | 22 | 0 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 May 2024 | 22 | 0 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 May 2024 | 880 | 10,795 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 May 2024 | 26,120 | 509,900 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 May 2024 | 653 | 0 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 May 2024 | 13,080 | 88,604 | - | - | Common Stock | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 May 2024 | 327 | 0 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Hany Massarany | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2024 | 37,050 | 37,050 | - | - | Stock Options (Right to Buy) | |
| Hany Massarany | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2024 | 57,246 | 57,246 | - | - | Restricted Stock Units | |
| Jack W. Schuler | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2024 | 46,686 | 46,686 | - | - | Restricted Stock Units | |
| Jack W. Schuler | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2024 | 2,174 | 0 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Jack W. Schuler | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2024 | 86,960 | 30,794,682 | - | - | Common Stock | |
| Jack W. Schuler | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2024 | 37,050 | 37,050 | - | - | Stock Options (Right to Buy) | |
| John Patience | Director, Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2024 | 37,050 | 37,050 | - | - | Stock Options (Right to Buy) | |
| John Patience | Director, Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2024 | 46,686 | 46,686 | - | - | Restricted Stock Units | |
| John Patience | Director, Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2024 | 217,400 | 4,829,611 | - | - | Common Stock | |
| John Patience | Director, Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2024 | 5,435 | 0 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Jon Faiz Kayyem | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2024 | 46,686 | 46,686 | - | - | Restricted Stock Units | |
| Jon Faiz Kayyem | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2024 | 37,050 | 37,050 | - | - | Stock Options (Right to Buy) | |
| Jean M. Franchi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2024 | 60,766 | 60,766 | - | - | Restricted Stock Units | |
| Jean M. Franchi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2024 | 37,050 | 37,050 | - | - | Stock Options (Right to Buy) | |
| Charles Watts | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2024 | 46,686 | 46,686 | - | - | Restricted Stock Units | |
| Charles Watts | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2024 | 37,050 | 37,050 | - | - | Stock Options (Right to Buy) | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2024 | 4,209 | 0 | - | - | Stock Options (Right to buy) | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2024 | 13,080 | 188,969 | - | - | Common Stock | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.42 per share. | 21 May 2024 | 4,209 | 175,889 | - | 0.4 | 1,768 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2024 | 327 | 0 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2024 | 2,608,720 | 2,775,386 | - | - | Common Stock | |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2024 | 65,218 | 0 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2024 | 43,478 | 0 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2024 | 37,050 | 37,050 | - | - | Stock Options (Right to Buy) | |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2024 | 46,686 | 46,686 | - | - | Restricted Stock Units | |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2024 | 1,739,120 | 12,267,873 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2024 | 12,212 | 85,484 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.48 per share. | 08 May 2024 | 3,764 | 483,780 | - | 1.5 | 5,569 | Common Stock |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2024 | 12,212 | 487,544 | - | - | Common Stock | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.48 per share. | 08 May 2024 | 980 | 171,680 | - | 1.5 | 1,450 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2024 | 3,157 | 22,097 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2024 | 3,157 | 172,660 | - | - | Common Stock | |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.48 per share. | 08 May 2024 | 468 | 75,524 | - | 1.5 | 692 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2024 | 1,489 | 75,992 | - | - | Common Stock | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2024 | 1,489 | 10,426 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.48 per share. | 08 May 2024 | 434 | 124,248 | - | 1.5 | 642 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2024 | 1,378 | 124,682 | - | - | Common Stock | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2024 | 1,378 | 9,648 | - | - | Restricted Stock Units | |
| Christopher Vazquez | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.48 per share. | 08 May 2024 | 244 | 9,915 | - | 1.5 | 361 | Common Stock |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2024 | 601 | 10,159 | - | - | Common Stock | |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2024 | 601 | 4,212 | - | - | Restricted Stock Units | |
| Jack W. Schuler | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 2,174 | 2,174 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| John Patience | Director, Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 5,435 | 5,435 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 653 | 653 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 327 | 327 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Kieran O’Kane | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 327 | 327 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Gary Pestano | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 22 | 22 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 43,478 | 43,478 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 65,218 | 65,218 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Christopher Vazquez | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Apr 2024 | 22 | 22 | - | - | Series A Non-Voting Convertible Preferred Stock | |
| Charles Watts | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Apr 2024 | 134,262 | 0 | - | - | Restricted Stock Units | |
| Charles Watts | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Apr 2024 | 134,262 | 348,651 | - | - | Common Stock | |
| Kieran O’Kane | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2024 | 35,307 | 35,307 | - | - | Stock Options (Right to buy) | |
| Vazquez Christopher | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2024 | 14,280 | 14,280 | - | - | Stock Options (Right to buy) | |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2024 | 180,926 | 180,926 | - | - | Stock Options (Right to buy) | |
| Gary Pestano | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2024 | 3,690 | 3,690 | - | - | Stock Options (Right to buy) | |
| Harper Cowie Robin | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2024 | 62,358 | 62,358 | - | - | Stock Options (Right to buy) | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 12,212 | 97,696 | - | - | Restricted Stock Units | |
| Harper Cowie Robin | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2024 | 64,381 | 64,381 | - | - | Restricted Stock Units | |
| Harper Cowie Robin | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 3,157 | 25,254 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 30,534 | 91,601 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 187,761 | 563,281 | - | - | Restricted Stock Units | |
| Christopher Vazquez | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2024 | 34,966 | 34,966 | - | - | Stock Options (Right to buy) | |
| Pestano Gary | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 1,378 | 11,026 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.92 per share. | 08 Feb 2024 | 6,319 | 73,417 | - | 1.9 | 12,111 | Common Stock |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 5,296 | 11,547 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.66 per share. | 08 Feb 2024 | 29,708 | 465,011 | - | 1.7 | 49,455 | Common Stock |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2024 | 210,625 | 210,625 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.66 per share. | 08 Feb 2024 | 5,412 | 68,005 | - | 1.7 | 9,009 | Common Stock |
| Gary Pestano | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2024 | 128,761 | 128,761 | - | - | Stock Options (Right to buy) | |
| Christopher Vazquez | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.66 per share. | 08 Feb 2024 | 922 | 9,548 | - | 1.7 | 1,535 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 32,024 | 79,736 | - | - | Common Stock | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.66 per share. | 08 Feb 2024 | 8,699 | 169,410 | - | 1.7 | 14,481 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 28,255 | 84,766 | - | - | Restricted Stock Units | |
| Harper Cowie Robin | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2024 | 128,761 | 128,761 | - | - | Stock Options (Right to buy) | |
| Christopher Vazquez | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.92 per share. | 08 Feb 2024 | 1,077 | 10,470 | - | 1.9 | 2,064 | Common Stock |
| Hutton Scott | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.92 per share. | 08 Feb 2024 | 34,682 | 494,719 | - | 1.9 | 66,472 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.92 per share. | 08 Feb 2024 | 10,156 | 178,109 | - | 1.9 | 19,465 | Common Stock |
| Harper Cowie Robin | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 51,692 | 188,265 | - | - | Common Stock | |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.92 per share. | 08 Feb 2024 | 5,862 | 128,272 | - | 1.9 | 11,235 | Common Stock |
| Pestano Gary | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.66 per share. | 08 Feb 2024 | 5,022 | 123,250 | - | 1.7 | 8,360 | Common Stock |
| Christopher Vazquez | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2024 | 17,483 | 17,483 | - | - | Restricted Stock Units | |
| Harper Cowie Robin | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 48,535 | 145,606 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 199,973 | 529,401 | - | - | Common Stock | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 1,490 | 11,915 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2024 | 421,250 | 421,250 | - | - | Stock Options (Right to buy) | |
| Kieran O’Kane | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2024 | 64,381 | 64,381 | - | - | Restricted Stock Units | |
| Vazquez Christopher | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 602 | 4,813 | - | - | Restricted Stock Units | |
| O’Kane Kieran | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2024 | 128,761 | 128,761 | - | - | Stock Options (Right to buy) | |
| Pestano Gary | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2024 | 64,381 | 64,381 | - | - | Restricted Stock Units | |
| Pestano Gary | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 29,633 | 134,134 | - | - | Common Stock | |
| Vazquez Christopher | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 4,694 | 14,082 | - | - | Restricted Stock Units | |
| M. Jean Franchi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 105,389 | 145,811 | - | - | Restricted Stock Units | |
| T. Lawrence Kennedy | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 105,389 | 134,262 | - | - | Restricted Stock Units | |
| Patience John | Director, Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 105,389 | 134,262 | - | - | Restricted Stock Units | |
| W. Jack Schuler | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 105,389 | 134,262 | - | - | Restricted Stock Units | |
| Charles Watts | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 105,389 | 134,262 | - | - | Restricted Stock Units | |
| Hany Massarany | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 105,389 | 142,924 | - | - | Restricted Stock Units | |
| Faiz Kayyem Jon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2024 | 105,389 | 134,262 | - | - | Restricted Stock Units | |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.64 per share. | 21 Aug 2023 | 32,556 | 30,611,915 | - | 1.6 | 53,411 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.71 per share. | 21 Aug 2023 | 87,500 | 30,707,722 | - | 1.7 | 149,240 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.67 per share. | 21 Aug 2023 | 8,307 | 30,620,222 | - | 1.7 | 13,859 | Common Stock |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.39 per share. | 08 Aug 2023 | 6,893 | 324,902 | - | 1.4 | 9,570 | Common Stock |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 44,777 | 331,795 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 32,565 | 0 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 12,212 | 122,120 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.27 per share. | 08 Aug 2023 | 6,889 | 318,013 | - | 1.3 | 8,728 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 3,157 | 31,567 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 8,418 | 0 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 11,575 | 135,112 | - | - | Common Stock | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.39 per share. | 08 Aug 2023 | 1,789 | 133,323 | - | 1.4 | 2,484 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.27 per share. | 08 Aug 2023 | 1,788 | 131,535 | - | 1.3 | 2,265 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.27 per share. | 08 Aug 2023 | 849 | 46,692 | - | 1.3 | 1,076 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 5,462 | 48,391 | - | - | Common Stock | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 3,972 | 0 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 1,490 | 14,894 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.39 per share. | 08 Aug 2023 | 850 | 47,541 | - | 1.4 | 1,180 | Common Stock |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.27 per share. | 08 Aug 2023 | 786 | 103,558 | - | 1.3 | 996 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 5,054 | 105,131 | - | - | Common Stock | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 3,675 | 0 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 1,379 | 13,782 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.39 per share. | 08 Aug 2023 | 787 | 104,344 | - | 1.4 | 1,093 | Common Stock |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 603 | 6,016 | - | - | Restricted Stock Units | |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 814 | 0 | - | - | Restricted Stock Units | |
| Christopher Vazquez | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2023 | 1,417 | 6,424 | - | - | Common Stock | |
| Christopher Vazquez | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.39 per share. | 08 Aug 2023 | 280 | 6,144 | - | 1.4 | 389 | Common Stock |
| Christopher Vazquez | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.27 per share. | 08 Aug 2023 | 279 | 5,865 | - | 1.3 | 353 | Common Stock |
| Hany Massarany | Director | Grant, award, or other acquisition of securities at price $ 1.62 per share. | 03 Aug 2023 | 30,864 | 30,864 | - | 1.6 | 50,000 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 1.62 per share. | 03 Aug 2023 | 9,989,506 | 30,579,359 | - | 1.6 | 16,183,000 | Common Stock |
| John Patience | Director, Ten Percent Owner, Chairman | Grant, award, or other acquisition of securities at price $ 1.62 per share. | 03 Aug 2023 | 61,728 | 4,612,211 | - | 1.6 | 99,999 | Common Stock |
| Jon Faiz Kayyem | Director | Grant, award, or other acquisition of securities at price $ 1.62 per share. | 03 Aug 2023 | 6,172 | 180,085 | - | 1.6 | 9,999 | Common Stock |
| Jean M. Franchi | Director | Grant, award, or other acquisition of securities at price $ 1.62 per share. | 03 Aug 2023 | 61,728 | 81,772 | - | 1.6 | 99,999 | Common Stock |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 1.62 per share. | 03 Aug 2023 | 46,296 | 287,018 | - | 1.6 | 75,000 | Common Stock |
| Charles Watts | Director | Grant, award, or other acquisition of securities at price $ 1.62 per share. | 03 Aug 2023 | 12,345 | 214,389 | - | 1.6 | 19,999 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 1.62 per share. | 03 Aug 2023 | 6,172 | 123,537 | - | 1.6 | 9,999 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 1.62 per share. | 03 Aug 2023 | 6,172 | 42,929 | - | 1.6 | 9,999 | Common Stock |
| Gary Pestano | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 1.62 per share. | 03 Aug 2023 | 617 | 100,077 | - | 1.6 | 1,000 | Common Stock |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 1.62 per share. | 03 Aug 2023 | 6,172,839 | 10,528,753 | - | 1.6 | 9,999,999 | Common Stock |
| Christopher Vazquez | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 1.62 per share. | 03 Aug 2023 | 617 | 5,007 | - | 1.6 | 1,000 | Common Stock |
| Christopher Vazquez | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2023 | 3,266 | 3,266 | - | - | Stock Options (Right to buy) | |
| Christopher Vazquez | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jul 2023 | 25,000 | 25,000 | - | - | Stock Options (Right to buy) | |
| Christopher Vazquez | Chief Accounting Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 24 Jul 2023 | 16,000 | 0 | - | - | Stock Options (Right to buy) | |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.36 per share. | 30 May 2023 | 11,849 | 20,575,061 | - | 1.4 | 16,150 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.35 per share. | 30 May 2023 | 14,792 | 20,589,853 | - | 1.4 | 20,006 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.36 per share. | 25 May 2023 | 52,508 | 20,563,212 | - | 1.4 | 71,280 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.25 per share. | 24 May 2023 | 35,308 | 20,510,704 | - | 1.2 | 43,980 | Common Stock |
| Hany Massarany | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2023 | 37,535 | 37,535 | - | - | Restricted Stock Units | |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.15 per share. | 23 May 2023 | 56,782 | 20,475,396 | - | 1.1 | 65,066 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2023 | 28,873 | 28,873 | - | - | Restricted Stock Units | |
| John Patience | Director, Ten Percent Owner, Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2023 | 28,873 | 28,873 | - | - | Restricted Stock Units | |
| Jon Faiz Kayyem | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2023 | 28,873 | 28,873 | - | - | Restricted Stock Units | |
| Jean M. Franchi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2023 | 40,422 | 40,422 | - | - | Restricted Stock Units | |
| Charles Watts | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2023 | 28,873 | 28,873 | - | - | Restricted Stock Units | |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2023 | 28,873 | 28,873 | - | - | Restricted Stock Units | |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.11 per share. | 22 May 2023 | 29,425 | 20,418,614 | - | 1.1 | 32,529 | Common Stock |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 1,927 | 21,193 | - | - | Restricted Stock Units | |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 3,557 | 3,557 | - | - | Restricted Stock Units | |
| Ryan H. Siurek | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.58 per share. | 08 May 2023 | 564 | 40,268 | - | 1.6 | 889 | Common Stock |
| Ryan H. Siurek | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.57 per share. | 08 May 2023 | 1,456 | 40,832 | - | 1.6 | 2,281 | Common Stock |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 5,484 | 42,288 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 12,212 | 134,332 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 32,566 | 32,565 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 44,778 | 254,504 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.57 per share. | 08 May 2023 | 9,934 | 244,570 | - | 1.6 | 15,561 | Common Stock |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.58 per share. | 08 May 2023 | 3,848 | 240,722 | - | 1.6 | 6,065 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 3,157 | 34,724 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 8,418 | 8,418 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.58 per share. | 08 May 2023 | 973 | 117,365 | - | 1.6 | 1,534 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.57 per share. | 08 May 2023 | 2,512 | 118,338 | - | 1.6 | 3,935 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 11,575 | 120,850 | - | - | Common Stock | |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.58 per share. | 08 May 2023 | 474 | 36,757 | - | 1.6 | 747 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 3,972 | 3,972 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 5,461 | 38,454 | - | - | Common Stock | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 1,489 | 16,384 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.57 per share. | 08 May 2023 | 1,223 | 37,231 | - | 1.6 | 1,916 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 5,054 | 100,987 | - | - | Common Stock | |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.57 per share. | 08 May 2023 | 1,101 | 99,886 | - | 1.6 | 1,725 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 1,378 | 15,161 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.58 per share. | 08 May 2023 | 426 | 99,460 | - | 1.6 | 671 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 May 2023 | 3,676 | 3,675 | - | - | Restricted Stock Units | |
| Hany Massarany | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Mar 2023 | 145,833 | 283,767 | - | - | Common Stock | |
| Hany Massarany | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Mar 2023 | 145,833 | 6,707 | - | - | Restricted Stock Units | |
| Jon Faiz Kayyem | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Mar 2023 | 145,833 | 177,452 | - | - | Common Stock | |
| Jon Faiz Kayyem | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Mar 2023 | 145,833 | 4,878 | - | - | Restricted Stock Units | |
| Charles Watts | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Mar 2023 | 150,711 | 0 | - | - | Restricted Stock Units | |
| Charles Watts | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Mar 2023 | 150,711 | 202,044 | - | - | Common Stock | |
| Ryan H. Siurek | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2023 | 114,204 | 114,204 | - | - | Stock Options (Right to buy) | |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2023 | 435,668 | 435,668 | - | - | Stock Options (Right to buy) | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2023 | 148,448 | 148,448 | - | - | Stock Options (Right to buy) | |
| Kieran O’Kane | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2023 | 52,531 | 52,531 | - | - | Stock Options (Right to buy) | |
| Gary Pestano | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2023 | 8,614 | 8,614 | - | - | Stock Options (Right to buy) | |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 1,927 | 23,120 | - | - | Restricted Stock Units | |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 3,556 | 7,114 | - | - | Restricted Stock Units | |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 5,483 | 29,177 | - | - | Common Stock | |
| Ryan H. Siurek | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.80 per share. | 08 Feb 2023 | 2,016 | 27,161 | - | 1.8 | 3,627 | Common Stock |
| Ryan H. Siurek | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2023 | 82,031 | 82,031 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2023 | 751,042 | 751,042 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 12,212 | 146,544 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 32,565 | 65,131 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.80 per share. | 08 Feb 2023 | 16,278 | 199,726 | - | 1.8 | 29,286 | Common Stock |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 44,777 | 216,004 | - | - | Common Stock | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 11,575 | 103,495 | - | - | Common Stock | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2023 | 194,141 | 194,141 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 3,157 | 37,881 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.80 per share. | 08 Feb 2023 | 4,220 | 99,275 | - | 1.8 | 7,592 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 8,418 | 16,836 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2023 | 122,135 | 122,135 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 5,461 | 24,992 | - | - | Common Stock | |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.80 per share. | 08 Feb 2023 | 1,999 | 22,993 | - | 1.8 | 3,596 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 1,490 | 17,873 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 3,971 | 7,944 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2023 | 113,021 | 113,021 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 5,053 | 97,785 | - | - | Common Stock | |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.80 per share. | 08 Feb 2023 | 1,852 | 95,933 | - | 1.8 | 3,332 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 3,675 | 7,351 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2023 | 1,378 | 16,539 | - | - | Restricted Stock Units | |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.41 per share. | 31 Jan 2023 | 10,000 | 20,389,189 | - | 2.4 | 24,100 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.51 per share. | 27 Jan 2023 | 50,000 | 20,379,189 | - | 2.5 | 125,430 | Common Stock |
| Hany Massarany | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 6,707 | 152,540 | - | - | Restricted Stock Units | |
| Jack W. Schuler | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 4,878 | 150,711 | - | - | Restricted Stock Units | |
| John Patience | Director, Ten Percent Owner, Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 4,878 | 150,711 | - | - | Restricted Stock Units | |
| Jon Faiz Kayyem | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 4,878 | 150,711 | - | - | Restricted Stock Units | |
| Jean M. Franchi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 7,317 | 153,150 | - | - | Restricted Stock Units | |
| Charles Watts | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 4,878 | 150,711 | - | - | Restricted Stock Units | |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 91,463 | 91,463 | - | - | Restricted Stock Units | |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 27,408 | 27,408 | - | - | Restricted Stock Units | |
| Lawrence T. Kennedy | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 124,998 | 124,998 | - | - | Stock Options (Right to Buy) | |
| Hany Massarany | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 62,500 | 145,833 | - | - | Restricted Stock Units | |
| Jack W. Schuler | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 62,500 | 145,833 | - | - | Restricted Stock Units | |
| John Patience | Director, Ten Percent Owner, Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 62,500 | 145,833 | - | - | Restricted Stock Units | |
| Jon Faiz Kayyem | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 62,500 | 145,833 | - | - | Restricted Stock Units | |
| Jean M. Franchi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 62,500 | 145,833 | - | - | Restricted Stock Units | |
| Charles Watts | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2023 | 62,500 | 145,833 | - | - | Restricted Stock Units | |
| Jon Faiz Kayyem | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Dec 2022 | 31,619 | 0 | - | - | Restricted Stock Units | |
| Jon Faiz Kayyem | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Dec 2022 | 31,619 | 31,619 | - | - | Common Stock | |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.70 per share. | 16 Dec 2022 | 10,000 | 20,339,189 | - | 1.7 | 17,000 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.65 per share. | 15 Dec 2022 | 10,000 | 20,319,189 | - | 1.6 | 16,476 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.65 per share. | 14 Dec 2022 | 189,675 | 20,309,189 | - | 1.6 | 312,945 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.58 per share. | 13 Dec 2022 | 67,402 | 20,119,514 | - | 1.6 | 106,529 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.48 per share. | 12 Dec 2022 | 100,000 | 20,052,112 | - | 1.5 | 148,380 | Common Stock |
| Hany Massarany | Director | Purchase of securities on an exchange or from another person at price $ 1.15 per share. | 21 Nov 2022 | 130,434 | 137,934 | - | 1.1 | 149,999 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.15 per share. | 21 Nov 2022 | 8,695,652 | 19,952,112 | - | 1.2 | 10,000,000 | Common Stock |
| John Patience | Director, Ten Percent Owner, Chairman | Purchase of securities on an exchange or from another person at price $ 1.15 per share. | 21 Nov 2022 | 1,739,130 | 4,550,483 | - | 1.2 | 2,000,000 | Common Stock |
| Ryan H. Siurek | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 1.15 per share. | 21 Nov 2022 | 8,695 | 23,694 | - | 1.1 | 9,999 | Common Stock |
| Jon Faiz Kayyem | Director | Purchase of securities on an exchange or from another person at price $ 1.15 per share. | 21 Nov 2022 | 173,913 | 173,913 | - | 1.2 | 200,000 | Common Stock |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 1.15 per share. | 21 Nov 2022 | 65,217 | 171,227 | - | 1.2 | 75,000 | Common Stock |
| Charles Watts | Director | Purchase of securities on an exchange or from another person at price $ 1.15 per share. | 21 Nov 2022 | 43,478 | 51,333 | - | 1.2 | 50,000 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 1.15 per share. | 21 Nov 2022 | 17,391 | 91,920 | - | 1.2 | 20,000 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 1.15 per share. | 21 Nov 2022 | 4,347 | 19,531 | - | 1.1 | 4,999 | Common Stock |
| Robert Georgantas | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 1.15 per share. | 21 Nov 2022 | 12,000 | 38,114 | - | 1.2 | 13,800 | Common Stock |
| Ryan H. Siurek | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.04 per share. | 08 Nov 2022 | 963 | 15,761 | - | 1.0 | 1,003 | Common Stock |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 3,557 | 10,670 | - | - | Restricted Stock Units | |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 1,925 | 25,047 | - | - | Restricted Stock Units | |
| Ryan H. Siurek | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.02 per share. | 08 Nov 2022 | 762 | 14,999 | - | 1.0 | 775 | Common Stock |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 5,482 | 16,724 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 32,566 | 97,696 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 44,778 | 119,787 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.04 per share. | 08 Nov 2022 | 7,690 | 112,097 | - | 1.0 | 8,011 | Common Stock |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.02 per share. | 08 Nov 2022 | 6,087 | 106,010 | - | 1.0 | 6,194 | Common Stock |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 12,212 | 158,756 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 3,156 | 41,038 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 11,574 | 78,111 | - | - | Common Stock | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.04 per share. | 08 Nov 2022 | 1,999 | 76,112 | - | 1.0 | 2,083 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.02 per share. | 08 Nov 2022 | 1,583 | 74,529 | - | 1.0 | 1,611 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 8,418 | 25,254 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 5,461 | 16,889 | - | - | Common Stock | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 3,972 | 11,915 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 1,489 | 19,363 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.02 per share. | 08 Nov 2022 | 753 | 15,184 | - | 1.0 | 766 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.04 per share. | 08 Nov 2022 | 952 | 15,937 | - | 1.0 | 992 | Common Stock |
| Robert Georgantas | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 1,970 | 25,624 | - | - | Restricted Stock Units | |
| Robert Georgantas | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 3,676 | 11,026 | - | - | Restricted Stock Units | |
| Robert Georgantas | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 5,646 | 27,890 | - | - | Common Stock | |
| Robert Georgantas | Chief Scientific Officer | Sale of securities on an exchange or to another person at price $ 1.04 per share. | 08 Nov 2022 | 991 | 26,899 | - | 1.0 | 1,032 | Common Stock |
| Robert Georgantas | Chief Scientific Officer | Sale of securities on an exchange or to another person at price $ 1.02 per share. | 08 Nov 2022 | 785 | 26,114 | - | 1.0 | 799 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 3,676 | 11,026 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 5,054 | 94,312 | - | - | Common Stock | |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.04 per share. | 08 Nov 2022 | 882 | 93,430 | - | 1.0 | 919 | Common Stock |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.02 per share. | 08 Nov 2022 | 698 | 92,732 | - | 1.0 | 710 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Nov 2022 | 1,378 | 17,917 | - | - | Restricted Stock Units | |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 5,484 | 12,887 | - | - | Common Stock | |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 3,557 | 14,227 | - | - | Restricted Stock Units | |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 1,927 | 26,972 | - | - | Restricted Stock Units | |
| Ryan H. Siurek | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 2.53 per share. | 08 Aug 2022 | 1,645 | 11,242 | - | 2.5 | 4,159 | Common Stock |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 44,777 | 88,643 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 32,565 | 130,262 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 12,212 | 170,968 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 2.53 per share. | 08 Aug 2022 | 13,634 | 75,009 | - | 2.5 | 34,469 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 3,157 | 44,194 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 11,575 | 70,070 | - | - | Common Stock | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 2.53 per share. | 08 Aug 2022 | 3,533 | 66,537 | - | 2.5 | 8,932 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 8,418 | 33,672 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 2.53 per share. | 08 Aug 2022 | 1,673 | 11,428 | - | 2.5 | 4,230 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 1,490 | 20,852 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 3,972 | 15,887 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 5,462 | 13,101 | - | - | Common Stock | |
| Robert Georgantas | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 1,972 | 27,594 | - | - | Restricted Stock Units | |
| Robert Georgantas | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 3,675 | 14,702 | - | - | Restricted Stock Units | |
| Robert Georgantas | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 5,647 | 23,930 | - | - | Common Stock | |
| Robert Georgantas | Chief Scientific Officer | Sale of securities on an exchange or to another person at price $ 2.53 per share. | 08 Aug 2022 | 1,686 | 22,244 | - | 2.5 | 4,263 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 3,675 | 14,702 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 5,054 | 90,807 | - | - | Common Stock | |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 2.53 per share. | 08 Aug 2022 | 1,549 | 89,258 | - | 2.5 | 3,916 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Aug 2022 | 1,379 | 19,295 | - | - | Restricted Stock Units | |
| Hany Massarany | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2022 | 83,333 | 83,333 | - | - | Restricted Stock Units | |
| Jack W. Schuler | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2022 | 83,333 | 83,333 | - | - | Restricted Stock Units | |
| John Patience | Director, Ten Percent Owner, Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2022 | 83,333 | 83,333 | - | - | Restricted Stock Units | |
| Jon Faiz Kayyem | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2022 | 83,333 | 83,333 | - | - | Restricted Stock Units | |
| Jean M. Franchi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2022 | 83,333 | 83,333 | - | - | Restricted Stock Units | |
| Charles Watts | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2022 | 83,333 | 83,333 | - | - | Restricted Stock Units | |
| Ryan H. Siurek | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 1.83 per share. | 09 May 2022 | 1,947 | 7,403 | - | 1.8 | 3,563 | Common Stock |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 3,557 | 17,784 | - | - | Restricted Stock Units | |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 1,927 | 28,899 | - | - | Restricted Stock Units | |
| Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,484 | 9,350 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 44,778 | 57,144 | - | - | Common Stock | |
| Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.83 per share. | 09 May 2022 | 13,278 | 43,866 | - | 1.8 | 24,299 | Common Stock |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 12,212 | 183,180 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 32,566 | 162,827 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 11,575 | 61,833 | - | - | Common Stock | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.83 per share. | 09 May 2022 | 3,338 | 58,495 | - | 1.8 | 6,109 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 3,157 | 47,351 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 8,418 | 42,090 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.83 per share. | 09 May 2022 | 1,583 | 7,639 | - | 1.8 | 2,897 | Common Stock |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 3,972 | 19,859 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 1,489 | 22,342 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,461 | 9,222 | - | - | Common Stock | |
| Robert Georgantas | Chief Scientific Officer | Sale of securities on an exchange or to another person at price $ 1.83 per share. | 09 May 2022 | 2,004 | 18,283 | - | 1.8 | 3,667 | Common Stock |
| Robert Georgantas | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 1,971 | 29,566 | - | - | Restricted Stock Units | |
| Robert Georgantas | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 3,676 | 18,377 | - | - | Restricted Stock Units | |
| Robert Georgantas | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,647 | 20,287 | - | - | Common Stock | |
| Gary Pestano | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 1.83 per share. | 09 May 2022 | 1,467 | 85,753 | - | 1.8 | 2,685 | Common Stock |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,054 | 87,220 | - | - | Common Stock | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 1,378 | 20,674 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 3,676 | 18,377 | - | - | Restricted Stock Units | |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.79 per share. | 07 Apr 2022 | 2,793,296 | 11,256,460 | - | 1.8 | 5,000,000 | Common Stock |
| John Patience | Director, Ten Percent Owner, Chairman | Purchase of securities on an exchange or from another person at price $ 1.79 per share. | 07 Apr 2022 | 279,329 | 337,926 | - | 1.8 | 499,999 | Common Stock |
| Jean M. Franchi | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Mar 2022 | 20,044 | 20,044 | - | - | Common Stock | |
| Jean M. Franchi | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Mar 2022 | 20,044 | 0 | - | - | Restricted Stock Units | |
| Ryan H. Siurek | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2022 | 30,887 | 30,887 | - | - | Stock Options (Right to buy) | |
| Robert Georgantas | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2022 | 22,722 | 22,722 | - | - | Stock Options (Right to buy) | |
| Ryan H. Siurek | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2022 | 21,341 | 21,341 | - | - | Restricted Stock Units | |
| Ryan H. Siurek | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2022 | 30,826 | 30,826 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2022 | 195,392 | 195,392 | - | - | Restricted Stock Units | |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2022 | 195,393 | 195,393 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2022 | 50,508 | 50,508 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2022 | 50,508 | 50,508 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2022 | 23,831 | 23,831 | - | - | Restricted Stock Units | |
| Kieran O’Kane | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2022 | 23,831 | 23,831 | - | - | Restricted Stock Units | |
| Robert Georgantas | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2022 | 22,053 | 22,053 | - | - | Restricted Stock Units | |
| Robert Georgantas | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2022 | 31,537 | 31,537 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2022 | 22,053 | 22,053 | - | - | Restricted Stock Units | |
| Gary Pestano | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Feb 2022 | 22,052 | 22,052 | - | - | Restricted Stock Units | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,520 | 0 | - | - | Stock Options (Right to buy) | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.42 per share. | 13 Jan 2022 | 3,159 | 47,654 | - | 0.4 | 1,327 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.42 per share. | 13 Jan 2022 | 2,520 | 44,495 | - | 0.4 | 1,058 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 3,159 | 4,210 | - | - | Stock Options (Right to buy) | |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.35 per share. | 30 Dec 2021 | 2,298,850 | 8,463,164 | - | 4.4 | 9,999,998 | Common Stock |
| John Patience | Director, Ten Percent Owner, Chairman | Purchase of securities on an exchange or from another person at price $ 4.35 per share. | 30 Dec 2021 | 22,988 | 52,988 | - | 4.4 | 99,998 | Common Stock |
| John Patience | Director, Ten Percent Owner, Chairman | Purchase of securities on an exchange or from another person at price $ 4.35 per share. | 30 Dec 2021 | 137,931 | 2,078,298 | - | 4.4 | 600,000 | Common Stock |
| Charles Watts | Director | Purchase of securities on an exchange or from another person at price $ 4.29 per share. | 20 Dec 2021 | 5,855 | 7,855 | - | 4.3 | 25,132 | Common Stock |
| Jon Faiz Kayyem | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Dec 2021 | 50,368 | 50,368 | - | - | Stock Options (Right to Buy) | |
| Jon Faiz Kayyem | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Dec 2021 | 27,038 | 27,038 | - | - | Stock Options (Right to Buy) | |
| Jon Faiz Kayyem | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Dec 2021 | 31,619 | 31,619 | - | - | Restricted Stock Units | |
| John Patience | Director, Ten Percent Owner, Chairman | Purchase of securities on an exchange or from another person at price $ 6.18 per share. | 23 Nov 2021 | 10,000 | 1,940,367 | - | 6.2 | 61,753 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.34 per share. | 22 Nov 2021 | 20,000 | 6,164,314 | - | 6.3 | 126,756 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.50 per share. | 19 Nov 2021 | 60,000 | 6,144,314 | - | 6.5 | 390,186 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.33 per share. | 18 Nov 2021 | 28,361 | 6,084,314 | - | 6.3 | 179,502 | Common Stock |
| John Patience | Director, Ten Percent Owner, Chairman | Purchase of securities on an exchange or from another person at price $ 6.34 per share. | 18 Nov 2021 | 9,497 | 1,930,367 | - | 6.3 | 60,220 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.51 per share. | 17 Nov 2021 | 20,000 | 6,055,953 | - | 6.5 | 130,104 | Common Stock |
| Scott Hutton | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 6.46 per share. | 17 Nov 2021 | 3,000 | 9,762 | - | 6.5 | 19,375 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Purchase of securities on an exchange or from another person at price $ 6.51 per share. | 17 Nov 2021 | 1,000 | 41,975 | - | 6.5 | 6,510 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.69 per share. | 19 Aug 2021 | 50,000 | 6,035,953 | - | 7.7 | 384,440 | Common Stock |
| John Patience | Director, Ten Percent Owner, Chairman | Purchase of securities on an exchange or from another person at price $ 8.04 per share. | 19 Aug 2021 | 8,396 | 1,920,870 | - | 8.0 | 67,490 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.18 per share. | 17 Aug 2021 | 29,440 | 5,985,953 | - | 7.2 | 211,447 | Common Stock |
| John Patience | Director, Ten Percent Owner, Chairman | Purchase of securities on an exchange or from another person at price $ 7.12 per share. | 17 Aug 2021 | 1,604 | 1,912,474 | - | 7.1 | 11,416 | Common Stock |
| Jack W. Schuler | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.50 per share. | 13 Aug 2021 | 232,000 | 5,956,513 | - | 7.5 | 1,739,490 | Common Stock |
| Hany Massarany | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2021 | 25,789 | 25,789 | - | - | Stock Options (Right to buy) | |
| Jack W. Schuler | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2021 | 34,385 | 34,385 | - | - | Stock Options (Right to buy) | |
| John Patience | Director, Ten Percent Owner, Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2021 | 34,385 | 34,385 | - | - | Stock Options (Right to buy) | |
| Jean M. Franchi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2021 | 20,044 | 20,044 | - | - | Restricted Stock Units | |
| Charles Watts | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2021 | 34,385 | 34,385 | - | - | Stock Options (Right to buy) | |
| Gary Pestano | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2021 | 1,000 | 1,000 | - | - | Stock Options (Right to buy) | |
| Robert Georgantas | Director, SVP, Rsrch & Transl Science | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Apr 2021 | 10,219 | 19,262 | - | - | Stock Option (Right to buy) | |
| Robert Georgantas | Director, SVP, Rsrch & Transl Science | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.77 per share. | 05 Apr 2021 | 10,219 | 10,774 | - | 0.8 | 7,869 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.62 per share. | 01 Apr 2021 | 2,526 | 3,526 | - | 2.6 | 6,618 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Apr 2021 | 14,326 | 2,520 | - | - | Stock Options (Right to buy) | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Apr 2021 | 13,689 | 7,369 | - | - | Stock Options (Right to buy) | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Apr 2021 | 8,172 | 0 | - | - | Stock Options (Right to buy) | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Apr 2021 | 2,526 | 0 | - | - | Stock Options (Right to buy) | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.42 per share. | 01 Apr 2021 | 13,689 | 39,713 | - | 0.4 | 5,749 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.42 per share. | 01 Apr 2021 | 14,326 | 26,024 | - | 0.4 | 6,017 | Common Stock |
| Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.84 per share. | 01 Apr 2021 | 8,172 | 11,698 | - | 0.8 | 6,864 | Common Stock |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2021 | 115,203 | 115,203 | - | - | Stock Options (Right to buy) | |
| Scott Hutton | Director, President & CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Feb 2021 | 255,688 | 0 | - | - | Stock Options (Right to buy) | |
| Scott Hutton | Director, President & CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Feb 2021 | 115,203 | 0 | - | - | Stock Options (Right to buy) | |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2021 | 8,423 | 8,423 | - | - | Stock Options (Right to buy) | |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2021 | 8,423 | 16,846 | - | - | Stock Options (Right to buy) | |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2021 | 85,875 | 85,875 | - | - | Stock Options (Right to buy) | |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2021 | 75,693 | 75,693 | - | - | Stock Options (Right to buy) | |
| Scott Hutton | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2021 | 255,688 | 255,688 | - | - | Stock Options (Right to buy) | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2021 | 5,896 | 5,896 | - | - | Stock Options (Right to buy) | |
| Robin Harper Cowie | CFO, Secy & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2021 | 71,524 | 71,524 | - | - | Stock Options (Right to buy) |